Let’s address compliance, Stress Free!
Sandra Kegie is President of Kegie Consulting Corp.
There she focuses on working with dealers’ senior management on compliance strategy, policy and risk management issues; and on mediation and dispute resolution;
Sandra is a member of the Board of Directors of the Federation of Mutual Fund Dealers and is their Policy Advisor;
A member of the Advisory Committee of Seneca College’s Financial Services Compliance Administrationprogram.